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Securities Compliance Officer & Regulatory Risk Lead

Job in Fairmont, Marion County, West Virginia, 26555, USA
Listing for: WesBanco
Full Time position
Listed on 2025-12-31
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Financial Crime
  • Law/Legal
    Regulatory Compliance Specialist, Financial Crime
Job Description & How to Apply Below
A financial institution in Fairmont, WV seeks a Compliance Officer to ensure adherence to laws and regulations within the securities industry. The role includes conducting compliance training and audits, providing guidance to advisors, and maintaining the company's risk management practices. Candidates should hold an Associate's Degree and have a minimum of three years' experience in the securities industry, with knowledge of FINRA regulations and relevant certifications.

Competitive salary and benefits offered.
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