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Financial Law Regulatory Compliance Specialist

Regulatory Funds Attorney – Securities Act Expert

Job in Farmington, Hartford County, Connecticut, 06030, USA
Listing for: Monroe Capital
Full Time position
Listed on 2026-01-15
Job specializations:
  • Law/Legal
    Financial Law, Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 200000 - 250000 USD Yearly USD 200000.00 250000.00 YEAR
Job Description & How to Apply Below
A leading asset management firm is seeking an attorney with expertise in the Investment Company Act, Securities Act, and Investment Advisers Act for their legal team. The ideal candidate will have 3-5 years of experience, a strong academic background, and excellent communication skills. This role includes providing counsel on regulatory compliance and supporting fund governance. The position is based in Connecticut with a competitive salary range of $200,000-$250,000 and a comprehensive benefits package.
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