Registered Client Service Associate; Fort Lauderdale, FL

Registered Client Service Associate (Fort Lauderdale, FL)

Join to apply for the Registered Client Service Associate (Fort Lauderdale, FL) role at Oppenheimer & Co. Inc.

Who We Are Oppenheimer & Co. Inc. (“Oppenheimer”) is a leading middle‑market investment bank and full service broker‑dealer. With roots tracing back to 1881, the Company is engaged in a broad range of activities in the financial services industry, including retail securities brokerage, institutional sales and trading, investment banking (both corporate and public finance), equity & fixed income research, market making, trust services and investment advisory and asset management services.

Job Description Oppenheimer & Co. Inc.’s Private Client Division is currently seeking a Registered Client Service Associate for their Fort Lauderdale branch office. The RCSA’s primary responsibility is to support Financial Advisors in sales, marketing and day‑to‑day operations of a growing wealth management practice. This role requires superior interpersonal and multi‑tasking skill sets. The candidate should be able to operate independently as well as a member of a small team.

This role will assist in performing a variety of daily tasks so that the team grows their business, runs smoothly, and meets service excellence standards.

• Learn and adapt to service the needs of various accounts in order to answer day‑to‑day questions from clients and advisors
• Quickly develop knowledge of a variety of forms and account procedures in order to assist clients
• Learn to utilize research and technical support tools
• Produce quality analytical reports using various software programs
• Promote firm services by enhancing relationships with advisors through timely and accurate responses to questions
• Act with integrity and respect in all situations
• Cultivate and grow existing client relationships
• Assist with marketing efforts and plan client events
• Prioritize daily work, track progress of projects and deadlines, answer phones, take messages and schedule appointments
• Demonstrate initiative and desire to increase knowledge of rules, regulations and concepts
• Local office interaction with other support members, Financial Advisors and Management

• FINRA Registrations:
  Series 7 and 63/65 (or 66) required (within first six months of hire)
• Fluent in English and Spanish preferred

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