Enterprise Risk Manager

Location: US, FL, Fort Lauderdale (Hybrid)
Company: Caleb and Brown

The Enterprise Risk Manager will play a key role in integrating risk awareness into the firm’s compliance culture, product development, and operational decision-making, ensuring the firm operates within its stated risk appetite and regulatory obligations.

• Establish and manage the corporate Risk Register, overseeing the consistent identification, measurement, assessment, and reporting of risks across all key areas:
  Compliance, Financial Crime, Operational, Technology, and Reputation.
• Act as the primary risk partner for the Compliance team, ensuring that all regulatory obligations are embedded with appropriate risk controls.
• Prepare comprehensive risk reports, dashboards, and materials for the Chief Compliance Officer, Executive Leadership, and Risk Committee, providing a clear, aggregated view of the firm’s risk profile.
• Champion a strong, integrated risk and compliance culture, providing training and guidance to business units on risk ownership and their role in adhering to the Risk Management framework.
• Ensure rigorous documentation of all risk-related decisions, methodologies, and findings to provide a defensible audit trail for internal audit and regulators.
• Investigate and report on significant operational incidents and near-misses, identifying root causes and recommending enhanced controls to prevent recurrence.