Senior Operations Specialist

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Join to apply for the Senior Operations Specialist role at LPL Financial

At LPL Financial, we empower professionals to shape their success while helping clients pursue their financial goals with confidence. The Wealth Advisors Group (Wealth AG) is part of a growing professional services company within LPL that helps advisors and institutions execute on their biggest opportunities. The Operations Specialist will work with the Wealth AG and will be part of a team providing operational support to LPL corporate-based advisors.

This includes resolving notifications, opening accounts, moving money, transferring accounts, and working directly with clients to complete these tasks.

• Assist end-clients and internal partners through inbound and outbound phone calls, emails, faxes, and mailings
• Proactive outreach to clients and advisors on time-sensitive activities – RMDs, repapering accounts, distributions, and 1099s
• Research complex issues and resolve inquiries in a timely manner
• Regularly exercise excellent business judgment
• Communicate operational and financial industry policies and procedures
• Prepare forms and submit instructions for account activities on behalf of advisors and end clients for new accounts, money movement, account transfers, and account maintenance
• Handle incoming and outgoing mail requests by USPS and Fed Ex
• Route inquiries through LPL channels to ensure proper processing and escalation
• Obtain documents from other Broker/Dealers as needed
• Manage account notifications and resolution of NIGOs
• Prepare client reports and proposals as required
• Monitor team mailboxes and respond to client inquiries
• Refer clients that are seeking financial guidance to an LPL Advisor
• Communicate with operations team and advisors with status updates on operational tasks
• Act as a resource to the department by training and developing others
• Work with clients and families to distribute assets from client accounts
• Be a key component to the growth of IFS by fostering relationships and retaining business
• Work one-on-one with clients and help them through difficult times such as death or divorce
• Work as a liaison between clients and advisors to ensure financial goals are met

We’re looking for strong collaborators who deliver exceptional client experiences and thrive in fast-paced, team-oriented environments. Our ideal candidates pursue greatness, act with integrity, and are driven to help our clients succeed. We value those who embrace creativity, continuous improvement, and contribute to a culture where we win together and create and share joy in our work.

• Bachelor’s degree or equivalent years of industry experience
• 2+ years of experience in customer service or operations

• SIE and Series 7
• Ability to prioritize and manage tasks
• Outstanding interpersonal skills with the ability to build and foster relationships
• Excellent verbal and written communication skills
• Strong problem solving skills with a keen attention to detail
• The ability to explain complex information clearly and simply
• Ability to maintain a positive attitude and perform under pressure in a fast-paced environment

$22.47-$37.45/hour

Actual base salary varies based on factors, including but not limited to relevant skill, prior experience, education, base salary of internal peers, demonstrated performance, and geographic location. Additionally, LPL Total Rewards package is highly competitive, designed to support your success at work, at home, and at play – such as 401K matching, health benefits, employee stock options, paid time off, volunteer time off, and more.

Your recruiter will be happy to discuss all that LPL has to offer!

LPL Financial Holdings Inc. (Nasdaq: LPLA) is among the fastest growing wealth management firms in the U.S. As a leader in the financial advisor-mediated marketplace, LPL supports over 32,000 financial advisors and the wealth management practices of approximately 1,100 financial institutions, servicing and custodian of approximately $2.3 trillion in…