Senior Counsel, Brokerage & M&A Strategy
Listed on 2026-10-06
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Finance & Banking
Regulatory Compliance Specialist
LPL Financial seeks an experienced attorney to join its corporate legal advice team as Vice President, Assistant General Counsel, Brokerage. This role focuses on the broker-dealer and investment advisory businesses, advising across business development, corporate transactions, and platform conversions with an autonomous docket in a fast-paced environment.
The ideal candidate has deep experience with FINRA rules, SEC regulations, and state securities laws, with the ability to navigate complex
Are you ready to take on the Senior Counsel, Brokerage & M&A Strategy role at LPL Financial LLC?
We are seeking a motivated Senior Counsel, Brokerage & M&A Strategy to join LPL Financial LLC in Fort Mill, SC, United States.
Consider building your career as a Senior Counsel, Brokerage & M&A Strategy at LPL Financial LLC.
The Senior Counsel, Brokerage & M&A Strategy position in the Legal field is open for applications.
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