Senior Analyst - Sales Practice Risk & Surveillance
Listed on 2026-10-07
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Finance & Banking
Risk Manager/Analyst, Banking & Finance
LPL Financial Holdings Inc. is seeking a Senior Analyst, Surveillance Escalations & Sales Practice Risk to oversee escalations and governance within Surveillance.
You will aggregate data, assess supervisory responses, and produce executive-level reporting to help mitigate significant sales practice risks. The role partners with Surveillance leadership to track trends, escalate matters, and strengthen oversight across brokerage and advisory platforms.
Our group is growing, and we are hiring a Senior Analyst - Sales Practice Risk & Surveillance in Fort Mill, SC, United States.
All applications are reviewed carefully by our team.
The position is based in Fort Mill, SC, United States.
This opportunity is part of our work in Finance, Legal.
The advertised compensation is 78..
We aim to respond to suitable candidates as soon as possible.
Full responsibilities and requirements are described in the listing above.
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