EVP, Advisory & Brokerage: Lead Legal Strategy & Growth
Listed on 2026-10-11
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Finance & Banking
Regulatory Compliance Specialist, BD Manager -
Management
Regulatory Compliance Specialist, BD Manager
LPL Financial LLC seeks an EVP, Head of Advisory & Brokerage, Banking & Lending, and Product Legal to guide legal strategy across brokerage, advisory, and product platforms. Lead a high-performing team while partnering with business to balance client needs with risk.
The role requires extensive experience in financial services law, strong leadership, and deep regulatory knowledge, with a focus on delivering client-centric legal support and strategic insight.
The following role is for a EVP, Advisory & Brokerage:
Lead Legal Strategy & Growth with LPL Financial LLC.
This opportunity is for the EVP, Advisory & Brokerage:
Lead Legal Strategy & Growth role at LPL Financial LLC.
We are seeking a motivated EVP, Advisory & Brokerage:
Lead Legal Strategy & Growth to join LPL Financial LLC in Fort Mill, SC, United States.
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