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AVP, AI Risk and Governance

Job in Fort Mill, York County, South Carolina, 29715, USA
Listing for: LPL Financial LLC
Full Time position
Listed on 2026-10-17
Job specializations:
  • IT/Tech
    AI Business & Operations
  • Business
    AI Business & Operations
Salary/Wage Range or Industry Benchmark: 106502 - 177572 USD Yearly USD 106502.00 177572.00 YEAR
Job Description & How to Apply Below
Where Ambition Meets Innovation Build a career that matches all your initiative with an impressive dose of innovation. From cutting-edge resources and a collaborative environment to the freedom to make an impact and more, you’ll find the ingredients you need at LPL Financial to shape your success while helping clients pursue their financial goals.

Job Overview:

The AI Governance organization is seeking an Assistant Vice President, AI Governance to lead the day-to-day execution and administration of the firm’s AI Governance Program. This leader will manage the end-to-end governance process for artificial intelligence use cases, including intake and workflow administration, risk assessment coordination, policy and standards management, committee governance, inventory oversight, approvals, issue tracking, reporting, and program enhancement.

The Assistant Vice President will ensure AI initiatives are consistently identified, documented, assessed, reviewed, approved, monitored, and governed throughout their lifecycle. The role serves as the central coordination point across Technology, Information Security, Data Governance, Privacy, Compliance, Legal, Enterprise Risk Management, Internal Audit, and business stakeholders to enable responsible AI adoption while maintaining clear accountability and effective oversight.

Roles & Responsibilities :

Lead day-to-day execution of the enterprise AI Governance Program and support the program strategy, operating model, priorities, and capability roadmap.

Own and administer the end-to-end AI use case intake, triage, review, approval, change, monitoring, and retirement workflow.

Ensure AI use cases are appropriately documented, classified, assessed, approved, inventoried, and governed in accordance with policy and established risk-based requirements.

Coordinate AI risk assessments across relevant subject matter experts and control functions, ensuring required reviews are completed and decisions, conditions, and residual risks are clearly documented.

Manage the enterprise AI use case inventory, including data quality, ownership, status, risk classification, approvals, exceptions, dependencies, and lifecycle information.

Lead the administration of AI governance committees and working groups, including agendas, materials, meeting facilitation, minutes, decision records, approvals, action items, and escalation tracking.

Manage the AI governance policy, standards, procedures, and supporting guidance, including periodic reviews, stakeholder approvals, publication, communications, and implementation tracking.

Oversee policy exception and governance waiver processes, ensuring requests are supported by appropriate rationale, risk acceptance, compensating controls, approvals, and expiration requirements.

Design, maintain, and continuously improve governance workflows, roles, decision rights, service-level expectations, documentation standards, and escalation protocols.

Monitor intake volumes, cycle times, assessment status, approvals, policy compliance, exceptions, remediation commitments, and other program indicators to identify trends and process improvements.

Develop dashboards, metrics, committee reporting, and executive-level insights regarding the AI inventory, governance activity, material risks, exceptions, issues, and program maturity.

Track identified risks, conditions of approval, issues, and remediation commitments through closure, and escalate overdue or material matters through appropriate governance channels.

Partner with Technology, Information Security, Data Governance, Privacy, Compliance, Legal, Enterprise Risk Management, Internal Audit, and business teams to promote coordinated and efficient governance coverage.

Support regulatory examinations, Internal…
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