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VP & Assistant General Counsel, Brokerage Compliance

Job in Fort Mill, York County, South Carolina, 29715, USA
Listing for: LPL Financial
Full Time position
Listed on 2026-01-20
Job specializations:
  • Law/Legal
    Financial Law, Legal Counsel, Legal Secretary
Job Description & How to Apply Below
A leading financial services firm in Fort Mill is seeking an experienced Vice President, Assistant General Counsel for its corporate legal advice team. This role involves providing strategic legal advice, managing legal support across the firm, and working on regulatory compliance. Candidates should have over 5 years of relevant experience in securities law, exceptional legal writing skills, and the ability to thrive in a fast-paced environment.

A competitive salary range and excellent benefits package are offered.
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