Investment Operations Associate

Compensation: Competitive base salary plus bonus commensurate on experience

Our client is a nationally recognized wealth management firm serving high-net-worth clients across the country through sophisticated financial planning and investment strategies. With a collaborative team environment and a strong commitment to client experience, the firm is seeking a Investment Operations Associate to oversee all aspects of investment operations and strengthen the systems that support their continued growth.

• Oversee daily investment operations including trading, model management, and portfolio rebalancing
• Ensure timely and accurate processing of client transactions, account openings, and transfers
• Build and maintain workflows that enhance efficiency, scalability, and risk management
• Evaluate and implement improvements to systems, trading platforms, and reporting tools
• Partner with compliance to ensure all investment activity aligns with regulatory and internal standards
• Support advisors with operational needs related to client portfolios and investment reporting
• Collaborate across departments to ensure cohesive and consistent client service

• 5+ years of experience in investment operations, trading, or portfolio management support
• Series 7 required
• Strong knowledge of investment products, trading platforms, and custodial processes
• Excellent problem-solving, organizational, and analytical skills
• Familiarity with compliance, risk management, and regulatory standards within wealth management
• Detail-oriented, team-driven, and committed to operational excellence
• Exceptional interpersonal, communication and relationship management skills

• Compensation:
  Base salary commensurate on experience
• Performance-based bonus opportunity