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Regulatory Compliance Specialist Banking Operations

Brokerage Compliance Testing Lead

Job in Frisco, Collin County, Texas, 75034, USA
Listing for: SoFi
Full Time position
Listed on 2026-01-01
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Banking Operations
Salary/Wage Range or Industry Benchmark: 86400 - 162000 USD Yearly USD 86400.00 162000.00 YEAR
Job Description & How to Apply Below
A leading financial services company is seeking a Compliance Testing Specialist to ensure adherence to compliance regulations across various business lines. This role requires 5-8 years of experience in compliance testing or auditing and a solid regulatory background in trading and brokerage operations. You will execute compliance tests, analyze data, and liaise with Compliance Officers. Compensation is competitive, with a salary range of $86,400 - $162,000 annually along with benefits and bonus eligibility.
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