Intern Junior Compliance Analyst

Responsibilities

Mission:

As a bank, we are required to provide our clients, partners, employees but also the regulators with an irreproachable level of service, including in regulatory terms, which is increasingly important in the control of our economies.

Compliance with the regulations is a key advantage for the Group that will enable us to fully embody the trusted partner that we wish to be for our clients. Client protection systems and the optimization of client onboarding through KYC (Know Your Customer) information are all competitive advantages that will enable us to be even closer to the needs of our clients and provide us with levers for transformation and progress.

Due to its role, Compliance Division (CPLE) contributes fully to the positive impact that the Group wishes to have on the transformation of our societies. Therefore, preventing market manipulation, managing tax transparency, combating money laundering, financing of terrorism or corruption and ensuring full conformity with all applicable Sanctions programs and regulations are all tasks that fall within the scope of Compliance and contribute to the positive transformation of our economies.

Because compliance concerns us all, each person must act in accordance with the regulations regardless of their position in the Group. Enhancing our Compliance culture and the robustness of our system are therefore our priorities.

As a business partner, CPLE supports all the activities of the Bank on a day-to-day basis in studying cases, playing an advisory and warning role in the event of non-compliance with the regulations. This partnership is essential in order to carry out our banking activity in accordance with the regulations and ensure the sustainable development of our business.

The Compliance Division ensures:

• Compliance with laws, rules and ethical principles specific to banking activities and investment services undertaken by the Group, as well as compliance with staff members' personal rules of good conduct and ethics; awareness-raising and training of all Group players in preventing non-compliance and reputational risks

As such, in order to ensure that each person is aware of the regulations applicable to their scope of activity, CPLE has set up a mandatory training program aimed at enhancing the compliance culture of all employees on key subjects for the Group.

The Compliance department of SG Zürich is split into our two offices in Zürich and Geneva. This internship is based in Geneva office.

As Member of the SG Zürich Compliance department in Geneva office, you will have access to a broad range of Compliance topics which will allow you to learn many aspects. There is going to be a strong focus on financial crime matters such as KYC, Commodity Trade Finance Transaction supervision and advising, transaction review from Sanctions & Embargoes standpoint, permanent supervision controls etc.

Tasks and responsibilities:

• Contribution to a broad range of Compliance topics

• Analyze KYC Onboarding and Review requests and draft a Compliance Opinion

• Commodity Trade Finance Transaction Monitoring

• Review of Transactions that include red flags

• Performing Permanent Supervision Controls on various Subjects

• Advising related to internal policies

• Contribution to various projects of the department

• Monitoring of gift & events

• Contribution to training actions

• Compliance reporting

Studies & experience:

• Banking Apprenticeship or HFBF or Bachelor or Master degree

• Experience in Banking or Compliance is a big advantage

Language skills:

• Fluent English (written and spoken)

• French or German would be an advantage but not essential

Technical, operational &

Soft skills:

• Strong working knowledge of Microsoft Office suite of application

• Ability to learn and…