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Associate Compliance Audit Director - Risk & Regulation

Job in Gilbert, Maricopa County, Arizona, 85233, USA
Listing for: HW3
Full Time position Listed on 2026-11-05
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Financial Compliance, Risk Manager/Analyst, Financial Crime
  • Management
    Regulatory Compliance Specialist, Risk Manager/Analyst
Salary/Wage Range or Industry Benchmark: 170000 - 230000 USD Yearly USD 170000.00 230000.00 YEAR

Job Description & How to Apply Below

Associate Audit Director, Compliance Risk Management

We are partnered with a US banking institution who are seeking an experienced compliance audit professional to lead a key portion of its regulatory compliance audit program.

The role will oversee complex audits from planning through reporting, contribute to the annual risk assessment and audit plan, manage and develop a team, and work closely with senior leaders across Audit, Compliance, Risk and the business.

The successful candidate will have:

  • Experience leading audits through their full lifecycle
  • Knowledge of regulatory compliance and risk-management frameworks
  • Team leadership or people-management experience

The Associate Compliance Audit Director
- Risk & Regulation position in the Finance, Legal field is open for applications.

This position is for the Associate Compliance Audit Director
- Risk & Regulation role at HW3.

Position Requirements

10+ Years work experience
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