Independent Financial Advisor

Location
:
Glasgow

About our client and the role:

Our client is a well-established, Chartered independent financial planning practice with an outstanding reputation for delivering high-quality, personalised financial advice to private individuals, businesses and charities. With a strong focus on long-term client relationships, the firm offers truly independent advice across pensions, investments, retirement planning, estate planning and wealth management, underpinned by professionalism, integrity and exceptional client service.

Joining the business means becoming part of a collaborative, client-focused team where advisers are supported by experienced paraplanners, compliance specialists and administrative staff, allowing them to focus on delivering outstanding financial planning. The firm offers genuine career development, ongoing professional study support and the opportunity to build a long-term career within a respected Chartered practice that values autonomy, continuous improvement and putting clients' best interests first.

This is an excellent opportunity for a Level 4 Diploma-qualified adviser with Competent Adviser Status (or working towards it) and a proven track record of delivering holistic financial planning advice across pensions, investments, protection and tax planning. The successful candidate will be confident in managing and developing long‑term client relationships, conducting comprehensive financial reviews and providing tailored recommendations in line with FCA regulations and with the highest standards of professionalism and client service.

Salary & Benefits:

• Basic salary £60,00 - £90,000 depending on experience
• Monthly performance bonus - commission based on new business between 30% and 50%
• Clear career progression opportunities, with support towards Chartered Financial Planner status and advancement into senior, specialist or leadership roles
• Private Medical Insurance
• Pension up to 10%
• Salary Sacrifice Electric Car Scheme
• Death in Service
• Birthday Holiday
• 20 Days Annual Leave - rising by 1 day per year, after 2 years, up to a maximum of 10 additional + BH’s (9 days)
• Monday - Thursday 9am - 5pm, Fri 9am - 4pm
• Flexible - must be local to the office in Glasgow

Role Responsibilities:

• Provide tailored financial advice across pensions, investments, protection and tax planning
• Meet with clients to understand their financial goals and circumstances
• Prepare and present personalised financial planning recommendations
• Maintain accurate client records and complete follow-up actions promptly
• Work closely with paraplanners and administrators to deliver an excellent client experience
• Carry out regular client reviews in line with the firm's service proposition
• Ensure all advice is fully compliant with FCA regulations and company procedures
• Keep your professional knowledge up to date and maintain CPD requirements
• Support business growth by developing client relationships and generating referrals

Experience:

• Previous experience in an advisory role
• Strong understanding of FCA regulations and financial planning principles
• Excellent communication and relationship‑building skills
• Ability to develop strong, long‑term client relationships
• Strong analytical skills with the ability to provide practical financial solutions
• High attention to detail with a strong understanding of regulatory compliance
• Level 4 Diploma in Financial Planning (CII or equivalent) (essential)
• CAS (Competent Adviser Status) or working towards CAS

By applying for this position, you agree for your data to be stored by Swarm Recruitment until notice is given by you for it to be removed. Your data will only be used for the purposes intended. Our Data Protection Policy will be forwarded to you if requested.