Compliance LOB Advisor--Consumer Deposits; Hybrid--Richmond, VA

Compliance LOB Advisor--Consumer Deposits (Hybrid--Richmond, VA)

Requisition Number : COMPL
009413

Posted : December 18, 2025
Full-Time
Salary Range : $85,884 USD to $143,387 USD

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The Compliance LOB Advisor shall be responsible for assessing regulatory risk within the AUB Lines of Business (“LOBs”) which includes advising LOBs on deposit product & services compliance risks, managing and performing compliance risk assessments, and consulting with business units to ensure they develop/maintain adequate controls to mitigate the risk appropriately and complying with applicable state and federal laws/regulations.

Position Accountabilities

• Engage as Compliance primary point of contact to 1
  
  LOD line of business unit, offering advice and guidance on the identification and remediation of regulatory risks and to serve as a credible effective challenge to the 1
  
  LOD.
• Schedule, manage, and perform compliance reviews to assess performance, risks, internal controls and adherence to regulatory requirements for supported LOBs.
• Interpret, perform, and provide research on compliance and regulatory questions impacting the bank's operations and performance.
• Identify risks, root cause, control weaknesses or gaps through compliance risk assessments and work with LOB management to correct deficiencies.
• Effectively communicate results of compliance risk assessments and related recommendations to 1
  
  LOD and 2
  
  LOD leadership.
• Review, update and create (when necessary) relevant compliance owned policies and procedures to ensure appropriate Compliance oversight for supported LOBs.
• Provide Compliance oversight of supported LOBs and participate in the development and implementation of new products, processes and initiatives within the 1
  
  LOD.
• Participate in the development and review of marketing campaigns and materials to ensure compliance and associated risks with advertising are addressed.
• Escalate and report any potential violations of law or regulations to 2
  
  LOD leadership.
• Work with Compliance Manager to maintain, enforce, and strengthen Atlantic Union's Compliance Program.
• Engage with other Compliance teammates and Enterprise Risk Teammates to ensure complete risk identification and remediation plans.
• Stay abreast of changes to federal and state banking laws and regulations affecting product offerings and areas of operations at Atlantic Union; inform management of impacts of changes.
• Assist with research, dissemination and implementation of new and updated regulatory requirements.
• Adhere to all applicable laws and regulations governing bank functions, including compliance with Atlantic Union Compliance Program and associated policies and procedures.
• Assist with development, review, publishing and delivery of compliance related training materials.
• Obtain necessary training to keep current on regulatory compliance and bank functions.
• Assist Compliance Manager with coordination and preparation for Regulatory exam; support 1
  
  LOD in meeting deliverables for audits and exams with compliance impacts.
• Review and assess complaints received for supported LOBs.
• Manage/supervise compliance advisory staff.
• Perform oversight review of testing plans, SLAs, and result memos for assigned LOBs for accuracy and completeness.
• Coordinate advisory input to compliance committee materials.
• Performs other duties as assigned.

Organizational Relationship

This position reports to the Director Compliance Advisory

Position Qualifications

Education & Experience

• Bachelor's Degree preferred
• Five plus years’ industry banking experience to include; lending, deposits, banking operations, and commercial.
• Certification as a Certified Regulatory Compliance Manager (CRCM) required (if not certified at time of hire, must obtain certification within a reasonable timeframe)

Knowledge & Skills

• Analytical skills, particularly with trending and reporting
• Demonstrated knowledge of federal and state banking laws and regulations.
• Demonstrated understanding of Compliance Management and Regulatory Best Practices.
• Excellent communication skills, both verbal and written.
• Well organized with attention to detail
• Ability to manage multiple priorities
• Flexible, able to adapt to change
• Superior…