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Regulatory Assurance Advisor; FTC; Financial Planning

Job in Gloucester, Gloucestershire, GL1, England, UK
Listing for: St. James'S Place
Full Time, Contract position
Listed on 2026-09-04
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 42000 - 54000 GBP Yearly GBP 42000.00 54000.00 YEAR
Job Description & How to Apply Below
Position: Regulatory Assurance Advisor (12m FTC) - Financial Planning

St. James's Place seeks a Business Assurance Adviser on a 12-month FTC basis in Gloucestershire. The role focuses on reviewing complex financial advice submissions and ensuring compliance with regulatory frameworks.

You'll provide focused feedback to Partners and the Wealth Management team, drive improvements in submissions, and act as a subject-matter expert to reduce regulatory risk across the business. Ideally you will hold a Diploma in Regulated Financial Planning or be partway through

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