Compliance Officer, Finance & Banking

The Compliance Officer serves as the primary owner of the Bank’s Compliance Management System (CMS), ensuring the Bank operates in compliance with applicable federal and state regulations while supporting sound, relationship‑based community banking.

This role is ideal for a hands‑on compliance professional who enjoys operating with independence, partnering closely with leadership, and translating regulatory requirements into practical, workable solutions. The Compliance Officer functions as both a strategic advisor and tactical executor, with meaningful visibility and influence across the organization.

• Own, maintain, and continuously enhance the Bank’s Compliance Management System (CMS)
• Serve as the primary compliance advisor to executive leadership and department managers
• Provide credible challenge and guidance on regulatory risk in new products, services, and processes
• Interpret regulatory changes and assess operational impact
• Lead compliance risk assessments and recommend mitigation strategies aligned with the Bank’s size, complexity, and risk profile
• Present compliance trends, issues, and risk assessments to executive leadership and Board committees as needed
• Support regulatory examinations and audits, including examiner communication, document coordination, and response management
• Support monthly board meetings through agenda preparation, policy approvals, material organization and timely risk reporting.

• Perform compliance monitoring and testing across retail banking, lending, deposits, and operations
• Review, draft, and update policies, procedures, and disclosures to ensure regulatory accuracy and usability
• Track compliance issues, perform root‑cause analysis, and follow remediation through completion
• Deliver compliance training (annual, role‑based, and ad hoc) to staff and leadership
• Support consumer complaint management and regulatory responses
• Partner with Lending, Retail, Operations, and HR to embed compliance into daily workflows
• Coordinate with third‑party vendors and internal stakeholders as applicable

• UDAAP
• TILA, RESPA
• FCRA
• GLBA / Privacy
• Deposit & Lending Regulations (Reg CC, Reg E, Reg
  
  D)
• BSA/AML (coordination or oversight based on organizational structure)
• CRA
• Advertising Compliance

• Bachelor’s degree in Business, Finance, Risk, Compliance, or related field
• 5–10+ years of progressive banking compliance experience

• Experience working directly with regulators and examiners
• Strong working knowledge of federal and state banking regulations
• Ability to operate independently in a hands‑on role

• CRCM, CAMS, or similar professional certification
• Experience in a multi‑branch community banking environment
• Prior experience building, enhancing, or remediating a CMS

Mid‑Senior level

Full‑time

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