×
Apply for Jobs Apply for Jobs Post a Job Post a Job Local Jobs Home
Register Here to Apply for Jobs or Post Jobs. X
More jobs:
Financial Services Regulatory Compliance Specialist

Trading Compliance Lead - Surveillance & Regulation

Job in Greenwich, Fairfield County, Connecticut, 06831, USA
Listing for: Madison-Davis, LLC
Full Time position
Listed on 2025-12-19
Job specializations:
  • Finance & Banking
    Financial Services, Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 125000 - 150000 USD Yearly USD 125000.00 150000.00 YEAR
Job Description & How to Apply Below
A leading global investment firm is seeking a Compliance Analyst for the Trading Compliance team. This full-time role involves developing compliance programs, conducting regulatory research, and monitoring trade surveillance. The ideal candidate will have experience in compliance and a background in finance, enabling them to effectively support regulatory reporting and enhance existing processes. This position offers a dynamic environment with opportunities to contribute to training and compliance education initiatives.
#J-18808-Ljbffr
To View & Apply for jobs on this site that accept applications from your location or country, tap the button below to make a Search.
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
 
 
 
Search for further Jobs Here:
(Try combinations for better Results! Or enter less keywords for broader Results)
Location
Increase/decrease your Search Radius (miles)

Job Posting Language
Employment Category
Education (minimum level)
Filters
Education Level
Experience Level (years)
Posted in last:
Salary
Advanced Search