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Regulatory Compliance Specialist

Senior Director - Front Office Compliance & Guidance

Job in Greenwood Village, Arapahoe County, Colorado, USA
Listing for: Empower Retirement
Full Time position
Listed on 2026-01-13
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 138000 - 200100 USD Yearly USD 138000.00 200100.00 YEAR
Job Description & How to Apply Below
A leading financial services firm is seeking a Senior Director of Front Office Advice and Guidance to implement compliance frameworks and serve as a trusted advisor. This role requires over 10 years of compliance experience in broker-dealer environments and strong communication skills. Candidates must have relevant FINRA licenses and a strategic mindset. The position offers a competitive base salary ranging from $138,000 to $200,100, plus various benefits in a flexible work environment.
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Position Requirements
10+ Years work experience
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