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Regulatory Compliance Specialist Financial Services

Senior Advisory Services Leader — Retirement Planning & Talent Coach

Job in Greenwood Village, Arapahoe County, Colorado, USA
Listing for: Empower Retirement
Full Time position
Listed on 2026-01-19
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Financial Services
Salary/Wage Range or Industry Benchmark: 100000 - 125000 USD Yearly USD 100000.00 125000.00 YEAR
Job Description & How to Apply Below
A financial services company in Greenwood Village seeks a seasoned leader to manage Financial Advisors delivering retirement advice. You will enhance team performance through coaching while ensuring compliance with regulatory standards. The ideal candidate will have over 5 years in the financial services industry, active FINRA registrations, and demonstrated leadership abilities.

This role offers competitive salary and diverse benefits aimed at promoting work-life balance.
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Position Requirements
10+ Years work experience
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