Compliance & Administration Manager; FCA)
Listed on 2026-10-23
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Finance & Banking
Financial Compliance, Regulatory Compliance Specialist, Risk Manager/Analyst
Compliance & Administration Manager (FCA) – Guildford –
£55,000 to £65,000 – Fully Office-Based
About the ClientOur client is a growing, FCA-regulated organisation operating within the Financial Services sector, with a specialist focus on high-value assets and an expanding multi-site presence.
Combining a strong commercial outlook with a commitment to regulatory excellence, this is an organisation where attention to detail, integrity and exceptional customer outcomes really matter. With a collaborative, hands-on culture and ambitious plans for continued growth, they offer an environment where individuals are trusted to take ownership, influence decisions and make a genuine difference.
About the JobThis is a fantastic opportunity for a confident, commercially minded Compliance & Administration Manager with experience of FCA to take ownership of a varied and influential role within a growing organisation. You'll take ownership of FCA compliance, complaints and administration, leading a team, influencing senior stakeholders and driving improvements across this growing organisation.
- Overseeing FCA compliance, Consumer Duty and regulatory requirements.
- Managing customer complaints, including Financial Ombudsman Service (FOS) cases.
- Monitoring compliance risks, policies and regulatory changes.
- Conducting compliance reviews and improving internal controls.
- Preparing compliance reports and advising senior management.
- Leading and supporting the administration team.
- Overseeing office operations, facilities and supplier relationships.
- Streamlining processes and supporting business growth.
You’ll have essential FCA compliance experience within financial services or lending, including complaints handling and FOS cases. Strong regulatory knowledge, team management skills and a confident, organised approach are key.
What You Will Receive in ReturnThis is a brilliant opportunity to step into a role offering genuine responsibility, variety and visibility within a growing organisation where you will take real ownership and autonomy.
The opportunity to work closely with senior decision-makers and influence business-wide improvements.
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