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Director of Compliance & SMF- Financial Planning

Job in Hamilton, South Lanarkshire, ML3, Scotland, UK
Listing for: IDEX Consulting Ltd
Full Time position
Listed on 2026-09-21
Job specializations:
  • Finance & Banking
    Financial Compliance, Regulatory Compliance Specialist, Risk Manager/Analyst
  • Management
    Regulatory Compliance Specialist, Risk Manager/Analyst
Job Description & How to Apply Below

IDEX Consulting Ltd is seeking a senior compliance leader to act as SMF
16 for three financial planning businesses and to provide strategic oversight and governance at Board level. You will lead regulatory risk, provide pragmatic FCA guidance, and embed a robust compliance culture across multiple sites across the UK.

The role requires proven senior leadership, strong regulatory credibility, and the ability to translate complex requirements into practical business solutions.

We invite applications for the Director of Compliance & SMF
16 - Financial Planning position located in Scotland, United Kingdom.

We have an opening for a Director of Compliance & SMF
16 - Financial Planning in Scotland, United Kingdom within Legal, Management & Operations.

This role, Director of Compliance & SMF
16 - Financial Planning at IDEX Consulting Ltd, could be your next opportunity.

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