Rule 144 & Restricted Securities Associate
Listed on 2026-10-23
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Finance & Banking
Regulatory Compliance Specialist, Corporate Finance -
Law/Legal
Regulatory Compliance Specialist
Morgan Stanley's Executive Financial Services (EFS) team in New York seeks a skilled specialist to manage restricted securities transactions under Rule 144, from intake to filing public documents.
You will collaborate with Legal, Risk, Compliance and Operations, review exemption documents, liaise with financial advisors, and own each transaction end-to-end, ensuring accuracy and timely delivery.
We are currently recruiting a Rule 144 & Restricted Securities Associate for our team in Town/Village of Harrison, NY, United States.
Consider building your career as a Rule 144 & Restricted Securities Associate at Morgan Stanley.
The Rule 144 & Restricted Securities Associate position in the Finance field is open for applications.
We have an opening for a Rule 144 & Restricted Securities Associate in Town/Village of Harrison, NY, United States within Finance.
This role, Rule 144 & Restricted Securities Associate at Morgan Stanley, could be your next opportunity.
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