More jobs:
Financial Adviser; Ifa)
Job in
Harrow, Greater London, HA2, England, UK
Listed on 2026-08-29
Listing for:
Artemis Clarke Ltd
Full Time
position Listed on 2026-08-29
Job specializations:
-
Finance & Banking
Financial Advisor / Consultant, Financial Sales
Job Description & How to Apply Below
Financial Adviser (Ifa)
Our client is looking to welcome a Financial Adviser to their team based in Harrow. This will be an office-based opportunity with high earning potential, advising clients as appropriate to their circumstances and objectives.
Specific Responsibilities- Prospecting and contacting potential clients in accordance with the firm's business plan
- Making sure sufficient client information is obtained before any recommendation is made
- Making sure portfolios are managed in accordance with the client's mandate and objectives
- Undertaking appropriate product and market research
- Ensuring clients are treated fairly, in line with Treating Customers Fairly principles
- Following the firm's compliance processes and procedures at all times
- Complying with the Financial Services and Markets Act 2000 and FCA Conduct Rules
- Keeping up to date with relevant regulatory, product and technical requirements
- Minimum Level 4 Diploma, with the aim of achieving Chartered status
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