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Regional Compliance Leader - Hybrid, Travel
Job in
Hartford, Hartford County, Connecticut, 06112, USA
Listed on 2026-01-01
Listing for:
Equitable
Full Time
position Listed on 2026-01-01
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
A leading financial services firm seeks a Senior Compliance Manager to provide compliance support to branch locations. This includes conducting inspections, advising Advisors on policies, and providing reporting. The ideal candidate has 5-10 years of experience in financial services and strong knowledge of auditing and compliance tasks. The role offers a hybrid work arrangement with approximately 30% travel required, showcasing a commitment to employee growth and engagement.
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