Compliance & AML Analyst: SEC Filings & Risk
Listed on 2026-10-06
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Finance & Banking
Regulatory Compliance Specialist, Risk Manager/Analyst, Financial Compliance, Financial Crime
Nassau Financial Group, based in Hartford, Connecticut, seeks a Compliance professional to manage variable life and annuity product filings and document delivery to ensure SEC regulatory compliance. The role supports AML compliance activities and regulatory examinations, with a baseline requirement of 2 years of related experience.
Key duties include updating SEC registration statements, coordinating with vendors to file with the SEC and deliver documents to customers, and maintaining accessible
Our team is growing, and we are hiring a Compliance & AML Analyst: SEC Filings & Risk in Hartford, CT, United States.
Learn more about the Compliance & AML Analyst: SEC Filings & Risk role in the description above.
We appreciate your interest in this position.
Join Nassau Financial Group and contribute to our ongoing work.
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