Regulatory Compliance Analyst – SEC & AML; Products
Listed on 2026-10-15
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Finance & Banking
Regulatory Compliance Specialist, Financial Crime, Financial Compliance
Nassau Financial Group, based in Hartford, Connecticut, seeks a Compliance Specialist to follow procedures for variable life and annuity product filings and document delivery to ensure SEC regulatory compliance. This role supports AML compliance activities and regulatory examinations, requiring 2 years of related experience.
Responsibilities include updating registration statements, coordinating SEC filings with a vendor, retaining materials, and assisting with AML due diligence and audits.
We would love to welcome a new Regulatory Compliance Analyst – SEC & AML (Variable Products) to our group in Hartford, CT, United States.
Step into the Regulatory Compliance Analyst – SEC & AML (Variable Products) role at Nassau Financial Group in Hartford, CT, United States and grow with us.
Please review the full job details above before applying.
If your experience matches this role, we encourage you to apply.
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