Temporary Compliance Analyst: Trade Surveillance & FINRA
Listed on 2026-11-06
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Finance & Banking
Regulatory Compliance Specialist, Financial Compliance
Seaport Global Holdings LLC seeks a Compliance Analyst to join our team on a temporary basis in New York. The assignment is expected to last approximately 2-3 months and may extend depending on business needs.
The ideal candidate has hands-on broker-dealer compliance experience, working knowledge of FINRA rules, and active FINRA registrations. You will support daily surveillance, trade review, and licensing processes for our fixed income and equity businesses.
Consider building your career as a Temporary Compliance Analyst:
Trade Surveillance & FINRA at Seaport-Global-Holdings-LLC.
We aim to respond to suitable candidates as soon as possible.
Full responsibilities and requirements are described in the listing above.
Learn more about the Temporary Compliance Analyst:
Trade Surveillance & FINRA role in the description above.
We appreciate your interest in this position.
Join Seaport-Global-Holdings-LLC and contribute to our ongoing work.
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