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Senior VP, Markets Compliance — US Broker-Dealer Lead

Job in Hialeah, Miami-Dade County, Florida, 33002, USA
Listing for: BNY Mellon
Full Time position
Listed on 2026-11-05
Job specializations:
  • Finance & Banking
  • Management
Salary/Wage Range or Industry Benchmark: 150000 - 230000 USD Yearly USD 150000.00 230000.00 YEAR
Job Description & How to Apply Below

BNY Mellon in the United States seeks a Senior Vice President to join the Markets Compliance team, focused on supporting the US Broker-Dealer. This role can be based in Pittsburgh, or Lake Mary, FL.

As a strategic partner to business and platform leads, Compliance, Finance and Operations, you will advise on US broker-dealer laws, rules and regulations and help design and maintain a robust compliance program for new and existing offerings.

We invite applications for the Senior VP, Markets Compliance — US Broker-Dealer Lead position located in FL, United States.

We have an opening for a Senior VP, Markets Compliance — US Broker-Dealer Lead in FL, United States within Legal, Management & Operations.

This role, Senior VP, Markets Compliance — US Broker-Dealer Lead at BNY Mellon, could be your next opportunity.

Position Requirements
10+ Years work experience
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