Compliance Officer, Finance & Banking

Join to apply for the Compliance Officer role at National Cooperative Bank

3 days ago Be among the first 25 applicants

Join to apply for the Compliance Officer role at National Cooperative Bank

Conduct NCB’s Regulatory Compliance Monitoring of Deposit and Lending Activities

• Assisting the Chief Compliance Officer in the design and development of compliance monitoring (QA/QC) programs applicable to each compliance regulation under the scope of the Compliance Management Program
• Conducting periodic risk-based reviews and risk assessments for each area within the Compliance Management Program
• Drafting reports outlining scope, findings and recommendations of reviews performed
• Track, assist with (by way of recommendation and consultation) and report to appropriate Bank Committees, status of compliance efforts

Assist the Chief Risk Officer in the ongoing monitoring of Insider and Director Related loans

• Monitoring various reports for changes
• Assist with training
• Monthly reconciliation of reports
• Assist with annual processes

Assist the Chief Compliance Officer in the coordination and execution of NCB’s Regulatory Compliance Training Plan and other assignments

• Identify compliance training deficiencies in compliance areas
• Assist with conducting spot training to mitigate compliance issues
• Assist with the development of the Annual Compliance Training Schedule to ensure a comprehensive regulatory compliance training plan
• Assist in identifying, tracking, evaluating, and implementing new regulations and issuances
• Assist in managing CRA compliance and the associated reporting

Assist Chief Compliance Officer with the implementation and annual update of the Regulatory Compliance Risk Assessment and Quadrennial Compliance Review schedule

Minimum Qualifications

• Seven to ten years banking experience
• Strong knowledge of banking regulations and laws
• Experience in compliance, risk management or audit practices preferred
• Strong communication skills with Senior Management
• Excellent teamwork/collaboration skills
• Excellent verbal and written communication skills
• Effective time management skills
• Capable coaching and training skills
• Proficiency in Microsoft Office Suite

Education

• Bachelor’s degree in business management, or related field or experience preferred

Licenses/Certifications

CRCM preferred

National Cooperative Bank, N.A. is an Equal Employment Opportunity Employer (EOE/AA)

Seniority level

• Mid-Senior level

Employment type

• Full-time

Job function

• Legal
• Banking

Referrals increase your chances of interviewing at National Cooperative Bank by 2x

Sign in to set job alerts for “Compliance Officer” roles.

We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.

#J-18808-Ljbffr