Senior Audit Manager – Broker-Dealer & Fund of Funds

Senior Audit Manager:
Broker-Dealer & Fund of Funds

Senior Audit Manager - Broker-Dealer & Fund of Funds

Salary: $140,000 - $215,000k

Finance & Accounting Professional, are you ready to take your career to another level with an organization that will have your interest in mind first? For the past 20 years, CPS has been working with the largest employers, specifically for their accounting and finance needs. We work strategically with our clients to find and match the best accounting and finance professionals to help improve their business.

Here at CPS, Inc, we only work with our clients to directly place quality talent for permanent and full-time positions. Our experienced recruiters spend time getting to know you, what type of work and company culture you like, and what your career goals are moving forward. We use our experience and knowledge of our client companies to find the right match for you.

If you are looking to build your career, ready to take on new challenges, and gain the experiences you have always wanted, we want to work with you!

• Lead end-to-end audit engagements for broker-dealers and fund-of-fund entities, including planning, execution, supervision, and completion.
• Ensure audits comply with PCAOB standards, SEC regulations (including Rule 17a-5), AICPA auditing standards, and firm methodologies.
• Review and approve audit work papers, financial statements, and regulatory filings.
• Identify and resolve complex accounting and auditing issues related to investments, valuation, revenue recognition, capital compliance, and internal controls.
• Serve as a subject matter expert on broker-dealer and fund-of-fund audit matters.
• Stay current on SEC, PCAOB, and industry developments impacting financial services clients.
• Evaluate compliance with net capital rules, customer protection rules, and SIPC requirements.
• Review and advise on complex investment structures, alternative investments, and valuation methodologies.

Mid-Senior level

Full-time

Accounting/Auditing

Staffing and Recruiting