Wealth Management Supervisory Leader
Listed on 2026-10-11
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Management
Regulatory Compliance Specialist, Wealth Management, Financial Manager -
Finance & Banking
Regulatory Compliance Specialist, Wealth Management, Financial Compliance, Financial Manager
JPMorgan Chase Wealth Management in Irvine, CA seeks a Supervisory Manager to oversee financial advisors, manage escalations, and ensure regulatory compliance. You will lead a team, analyze risks, and drive process improvements to protect client interests.
The role requires 5+ years in a principal/supervisory capacity, FINRA licenses, strong communication, and ability to travel up to 50%. You will collaborate with leadership and support the Disciplinary Action Forum.
We are seeking a motivated Wealth Management Supervisory Leader to join Aumni in Irvine, CA, United States.
The position is based in Irvine, CA, United States.
This opportunity is part of our work in Finance.
The advertised compensation is 120..
We aim to respond to suitable candidates as soon as possible.
Full responsibilities and requirements are described in the listing above.
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