Senior Compliance Analyst – Broker-Dealer; Hybrid
Listed on 2026-10-12
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Finance & Banking
Regulatory Compliance Specialist -
Business
Regulatory Compliance Specialist
American Beacon Partners in Irving, Texas is seeking a Senior Compliance Analyst to support the broker-dealer and affiliated advisers' compliance programs. The role reports to the Chief Compliance Officer and collaborates with the team to implement regulatory controls and supervise adherence to securities laws.
The candidate will review marketing materials, assist with FINRA licensing, and help maintain records while supporting training, regulatory changes, and cross-functional initiatives in a
We are looking to fill the Senior Compliance Analyst – Broker-Dealer (Hybrid) position at Resolute Investment Managers, Inc. in Irving, TX, United States.
We would love to welcome a new Senior Compliance Analyst – Broker-Dealer (Hybrid) to our team in Irving, TX, United States.
For the Senior Compliance Analyst – Broker-Dealer (Hybrid) position at Resolute Investment Managers, Inc., we are reviewing applications now.
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