Senior Compliance Director, SEC & Private Funds
Listed on 2026-10-16
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Finance & Banking
Regulatory Compliance Specialist
Howard-Sloan Search represents a mid-sized Investment Management firm seeking a Compliance Director to support the CCO in administering and enhancing the firm's compliance program for an SEC-registered investment adviser managing private funds.
The role involves day-to-day compliance activities, risk-based monitoring, regulatory filings, SEC examinations and investigations, and providing guidance across the organization.
This posting is for the Senior Compliance Director, SEC & Private Funds role at Howard-Sloan Search, based in Jackson, MS, United States.
The position is based in Jackson, MS, United States.
This opportunity is part of our work in Legal.
The advertised compensation is 140..
We aim to respond to suitable candidates as soon as possible.
Full responsibilities and requirements are described in the listing above.
Learn more about the Senior Compliance Director, SEC & Private Funds role in the description above.
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