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Financial Services Regulatory Compliance Specialist

Senior Compliance Lead: Trading & Portfolio Mgmt

Job in Jacksonville, Duval County, Florida, 32290, USA
Listing for: Deutsche Bank AG
Full Time position
Listed on 2025-11-29
Job specializations:
  • Finance & Banking
    Financial Services, Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 60000 - 80000 USD Yearly USD 60000.00 80000.00 YEAR
Job Description & How to Apply Below
A global financial services firm is seeking a Senior Compliance Officer in Jacksonville. This role involves providing compliance support for trading and portfolio management, developing policies, and ensuring adherence to federal securities laws. The ideal candidate will have over 7 years of investment advisory compliance experience, possess strong problem-solving skills, and be proactive in managing compliance risks. A bachelor's degree in business or finance is required, with additional qualifications preferred.
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Position Requirements
10+ Years work experience
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