Consumer Investments Movement Risk Review

• The Operations Risk Review Specialist is responsible for the review and approval process of low-risk retirement and retail distribution requests for Consumer Investment clients.
• Document control reviews are completed for both verbal and written transaction requests.
• Types of distribution and disbursement requests include, but are not limited too journal entries, checks, register and ship, broker transfers, and BofA to Merrill.
• This role relies upon a subject matter expert level of knowledge who performs review against prompt processing deadlines.
• Proficiency with money movement internal policies and procedures
• Strong knowledge of retail and retirement investment products
• Review and approve retail and retirement transactions
• Error-free and timely processing of distribution requests
• Anticipate and mitigate financial risk, fraud and AML violations based on the nature and characteristics of each transaction
• Monitor and address risk associated with all transactions by reviewing account activity and History Messages in each transaction
• Strong ownership and resolution Qualifications
• Good organizational and time management Qualifications
• Attention to detail
• Ability to collaborate with internal business partners
• Ability to function in a fast-paced environment while maintaining composure and sound business judgment
• Ensure adherence to approval procedures; must have an eye for detail and ability to effectively escalat[e] issues in an appropriate manner
• Customer Service
• Operations processing experience
• Merrill Distributions knowledge
• Ability to multi-task
• Knowledge of Interact / CEW / Lexis Nexis / NICE / CMC / NSG and/or SRP

1st shift (United States of America)

40