VP, Markets Compliance Broker-Dealer
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Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
BNY Mellon, based in NY/NJ area with flexibility to be located in New York City, Pittsburgh, or Lake Mary, FL, seeks a Vice President for Markets Compliance focused on the US Broker Dealer. This role offers high-visibility collaboration with Compliance, Finance and Operations to strengthen risk and regulatory programs.
The candidate will advise on broker-dealer laws, help design and maintain compliance controls, conduct risk assessments, and support remediation efforts under the Chief Compliance
This posting is for the VP, Markets Compliance for US Broker-Dealer role at BNY Mellon, based in FL, United States.
We would love to welcome a new VP, Markets Compliance for US Broker-Dealer to our team in FL, United States.
For the VP, Markets Compliance for US Broker-Dealer position at BNY Mellon, we are reviewing applications now.
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