Compliance & Regulatory Reporting Associate
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Finance & Banking
Regulatory Compliance Specialist -
Law/Legal
Regulatory Compliance Specialist
Job Description & How to Apply Below
Robinhood Regulatory Reporting Compliance Associate role in Chicago, IL;
Denver, CO;
Lake Mary, FL requires in-person attendance at least 3 days per week. The team handles complaints, determines regulatory filings, and reports findings to regulators and leadership.
You review complaints, coordinate data collection, run QA checks, and prepare regulatory disclosures and quarterly FINRA reports. Strong analytical skills and FINRA Series 7 licensure are essential.
Join us at Robinhood as our next Compliance & Regulatory Reporting Associate in FL, United States.
Join Robinhood and contribute to our ongoing work.
Take a moment to read everything above and see whether this role is right for you.
This posting is for the Compliance & Regulatory Reporting Associate role at Robinhood, based in FL, United States.
We are looking to fill the Compliance & Regulatory Reporting Associate position at Robinhood in FL, United States.
Position Requirements
10+ Years work experience(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
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