Head of Financial Crime and ABAC

You are as unique as your background, experience and point of view. Here, you’ll be encouraged, empowered and challenged to be your best self. You'll work with dynamic colleagues - experts in their fields - who are eager to share their knowledge with you. Your leaders will inspire and help you reach your potential and soar to new heights. Every day, you'll have new and exciting opportunities to make life brighter for our Clients - who are at the heart of everything we do.

At Sun Life, we're driven by our

Purpose:

helping our Clients achieve lifetime financial security and live healthier lives. Our values shape how we work: caring, authentic, bold, inspiring, and impactful.

When you join Sun Life, you'll work with passionate colleagues and empowering leaders who support your growth and celebrate your contributions, so you can make a meaningful difference in our Clients' lives.

Discover how you can make a difference in the lives of individuals, families and communities around the world.

• Job Responsibilities
• Manage the SLFI’s FCC Program and Anti-Fraud Program for SLFI, including the maintenance of financial crime compliance related policies and operating guidelines, and the development of ongoing financial crime training programs for employees, intermediaries and agents.
• Develop and implement market conduct & fraud program
• Provide coaching and leadership to the FCC Team and monitoring their performance on day-to-day activities, which include, but not limited to, name screening, transactions monitoring, AML/ATF and Sanctions related case investigations and handling, client due diligence review, client risk assessment, high risk client identification and related enhanced due diligence review, internal and regulatory reporting, and financial crime related advisory activities.
• Lead technology and process related initiatives to optimize financial crime compliance related processes for improved risk management and efficiency.
• Assess and manage risks related to market conduct &fraud, and to implement strategies to minimize potential issues
• Provide periodic management reporting to the Business, BUCO, Asia CCO and CAMLO on the SLFI’s FCC Program status, which includes its effectiveness, efficiencies and sustainability, and
  ** escalate
  * * significant matters in a timely manner for ensuring they are adequately informed.
• Provide guidance on financial crime compliance related matters to the business, compliance partners and other functional partners.
• Provide guidance on AML/ATF, sanctions and ABAC regulatory developments and changes as part of SLFI and Sun Life Enterprise’s Regulatory Change Management Process
• Provide advice and support to the business for establishing and maintaining relevant procedures to deter, monitor and report financial crime activities and ensure appropriate compliance oversight on any financial crime compliance related day-to-day business processes.
• Monitor activities to ensure compliance with market conduct rules and fraud.
• Fraud detection, prevention, investigation and reporting of fraud
• Facilitate the process through which the business conducts periodic AML/ATF and ABAC risk assessments, providing independent review and challenge of business unit risk assessment results.
• Work closely with the Asia Compliance Monitoring and Testing Team for ensuring an appropriate financial crime monitoring and testing program is in place to evaluate the effectiveness, efficiencies and sustainability of the SLFI’s FCC Program and also market conduct and fraud program
• Manage regulatory and internal audit reviews of the SLFI’s FCC Program and Fraud

• Strong management ability with demonstrated experience managing a team
• Direct experience in building and managing a compliance…