Business Compliance Manager; Wealth & Trading - EEA
Listed on 2026-01-01
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Finance & Banking
Financial Services
Location: Town of Poland
Business Compliance Manager (Wealth & Trading) - EEA About The Role
Our Compliance team blends regulatory expertise with data‑driven thinking to make sure our products meet legal and policy requirements and deliver real value to customers. In a fast‑moving, digital environment, they stay one step ahead by finding smart, scalable ways to manage conduct risk.
We're looking for a Business Compliance Manager to ensure compliant, impactful, and customer‑friendly communications across our investment features in European markets. You’ll partner across teams to review financial promotions and support product launches, ensuring we meet regulatory expectations while enabling innovation and growth.
What You’ll Be Doing- Leading compliance reviews for all marketing materials and customer communications across Wealth & Trading
- Ensuring financial promotions are fair, transparent, balanced, and not misleading
- Providing compliance advice across marketing materials, research, and investment classifications
- Partnering with Product teams on the go‑to‑market approach for new launches
- Supporting adherence to MiFID II and local regulations across EU markets
- Maintaining up‑to‑date policies, clear documentation, and effective escalation pathways
- Collaborating with business stakeholders to find pragmatic, customer‑first solutions
- Managing Product Owners and other internal team members to ensure compliance is embedded early and efficiently
- Contributing to an efficient review process to support rapid product and marketing iteration
- 2+ years of experience reviewing marketing materials/financial promotions
- Background in a bank, broker, investment firm, or similar regulated environment
- Knowledge of MiFID II and client communication regulatory standards
- Understanding of the distinctions between marketing communications, investment research, and investment advice
- Solid stakeholder management skills
- Excellent verbal and written communication skills
- Expertise with investment products and product advisory
- Exposure to regulatory governance, conflicts of interest management, and product compliance frameworks
- Experience in fast‑paced or high‑growth environments (fintech, trading, brokerage, etc.)
- Knowledge of European regulatory environments
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