Senior Portfolio Compliance Associate

Job Overview – Senior Portfolio Compliance Associate:
Compensation: $165,000 – $190,000/year base ($250,000 All-In)

Location:

Jersey City, NJ

Schedule:

Monday to Friday (In-Office)

Atlantic Group is hiring a Senior Portfolio Compliance Associate to join our investment management client in Jersey City, NJ. This in-office role is ideal for a compliance professional with expertise in investment guideline monitoring, regulatory oversight, and order management systems. You’ll manage pre- and post-trade compliance, support new product launches, and contribute to policy development, while working closely with investment, trading, and legal teams.

Responsibilities as the Senior Portfolio Compliance Associate:

• Guideline Interpretation & Coding: Interpret investment guidelines, fund documentation, and regulatory requirements to accurately code restrictions into compliance systems.
• Trade Monitoring & Surveillance: Conduct daily pre- and post-trade monitoring, trade surveillance, and testing to ensure adherence to client mandates and internal controls.
• Product Compliance Support: Assist with compliance setup for new products and fund structures, including SMAs, mutual funds, UCITS, and private funds.
• Cross-Functional Collaboration: Partner with investment, legal, and operations teams to address compliance issues and ensure policy alignment.
• Regulatory Research & Policy Enhancement: Monitor regulatory changes and contribute to the development and improvement of compliance policies and procedures.

Qualifications for the Senior Portfolio Compliance Associate:

• Education: Bachelor’s degree in Finance, Economics, Business, or a related field required.
• Experience:5-10 years of experience in investment compliance, portfolio monitoring, or regulatory oversight within asset management or financial services.
• Technical Proficiency:Advanced Excel skills with experience driving automation and workflow enhancements, and proficiency in compliance and order management systems, including Charles River.
• Skills & Attributes: Strong analytical, organizational, and communication skills with a keen attention to detail and a proactive, solution-oriented mindset.
• Industry Knowledge: Deep understanding of investment products, regulatory guidelines (e.g., SEC, UCITS), and best practices in portfolio and trading compliance.

Application Notice:Qualified candidates will be contacted within 2 business days of application. If an applicant does not meet the above criteria,Atlantic Groupwill keep your resume on file for future opportunities and may contact you for further discussion. #J-18808-Ljbffr