Audit Manager - Wealth and Asset Management

Job Description

The Audit Manager role is an individual contributor role, wherein the successful candidate executes audit programs, assesses risks, analyzes results of testing performed, and effectively communicates audit results to the Audit Senior Manager / Director and senior management in meetings, presentations, and / or written reports and memorandums. Additionally, the position is responsible for maintaining and executing continuous monitoring program in accordance with audit methodology and taking into consideration industry development, emerging risks, and regulatory changes and expectations.

• Execute and evaluate audit test plans for projects of low to medium complexity with a risk‑based audit approach.
• Assess risks and controls, design comprehensive audit programs, execute audit procedures, analyze and synthesize results of testing performed, effectively communicate results to senior management to effect change, and deliver well written audit reports and other forms of communication.
• Collaborate with other audit groups to effectively plan, integrate and execute audits. Understand fraud, BSA / AML and general IT risks in order to identify and assess key control activities in business processes.
• Lead and execute continuous monitoring activities periodically for the area assigned. Gather and evaluate information received from business units and other external / regulatory sources.
• Support the Audit Director proactively in their ongoing monitoring and discussions with business management.
• Advise stakeholders on internal control and governance matters and conduct proactive and ongoing risk management discussions with business leaders.
• Influence key stakeholders to gain buy‑in, overcome challenges, deliver on high‑priority initiatives, and draw conclusions or make recommendations based on audit evidence that may involve ambiguity.

• Bachelor's Degree
• Minimum of 3 years of audit or related experience in banking operations, compliance, and / or risk management activities.
• Minimum 1 year of experience conducting internal audits within financial institutions.

• Relevant professional certifications (CPA, CIA, CISA, CISSP, CAMS, CFE)

We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.

A comprehensive Total Rewards Program includes competitive compensation and flexible benefits, such as 401(k) program with company‑matching contributions, health, dental, vision, life, disability insurance, and paid‑time off.

Leaders who support your development through coaching and managing opportunities.

Ability to make a difference and lasting impact.

Work in a dynamic, collaborative, progressive, and high‑performing team.

Opportunities to do challenging work.

Opportunities to build close relationships with clients.

For NY / NJ Only:
The expected salary range for this particular position is $80,000–$135,000 depending on your experience, skills, and registration status, market conditions and business needs. You have the potential to earn more through RBC’s discretionary variable compensation program which gives you an opportunity to increase your total compensation, provided the business meets its performance targets and you meet your individual goals. RBC’s compensation philosophy and principles recognize the importance of a highly qualified global workforce and plays a critical role in attracting, engaging and retaining talent that:

• Drives RBC’s high‑performance culture
• Enables collective achievement of our strategic goals
• Generates sustainable shareholder returns and above‑market shareholder value

Adaptability, Auditing, Commercial Acumen, Communication, Detail‑Oriented, Internal Controls, Interpersonal Relationship Management, Long Term Planning, Results‑Oriented Additional Job Details

Address: GOLDMAN SACHS…