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Regulatory Compliance Specialist

Investment Compliance Officer: FAIS & TCF Oversight

Job in Johannesburg, 2000, South Africa
Listing for: Ultra Pharmaceutical and Medical Placements
Full Time position
Listed on 2026-02-28
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist
Job Description & How to Apply Below
A leading organization in financial services is seeking a Compliance Officer in Johannesburg North. The ideal candidate must have a relevant qualification and at least 3 years of compliance monitoring experience. Key responsibilities include monitoring compliance with investment strategies, conducting reviews, and ensuring adherence to legal frameworks. Successful applicants will demonstrate proficiency in law, finance, and risk management, as well as strong MS Office skills.

This role offers a chance to contribute significantly to compliance practices and governance within the organization.
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