Compliance Officer, Finance & Banking

Job in Kennesaw, Cobb County, Georgia, 30156, USA

Listing for: Staff Financial Group

Full Time position
Listed on 2025-12-27

Job specializations:

Finance & Banking
Regulatory Compliance Specialist, Risk Manager/Analyst

Salary/Wage Range or Industry Benchmark: 60000 - 80000 USD Yearly USD 60000.00 80000.00 YEAR

Perform required compliance functions in coordination with and under the direction of the firm’s Chief Compliance Officer and Vice President of Compliance;

Review advertising and marketing materials, including but not limited to promotional material, radio, podcast and television review;

Play a lead role in building relationships with financial professionals and conduct compliance-training consultations when needed;

Research regulations by reviewing insurance and securities rules and regulations;

Develop, review, and maintain compliance policies, procedures, and forms;

Prepare team analytic reports by collecting, analyzing, and summarizing information;

Contribute to the team effort by accomplishing related results and goals as required.

EXPERIENCE

Minimum of two years of financial services industry experience;

Insurance licensing required within 90 days. Series 7, 24, 65 or 66 a plus, but not required.

Bachelor’s degree or equivalent combination of education and work experience;

Strong computer skills for managing data, report creation, developing presentations, etc.; and

Time management and the ability to handle multiple tasks in a fast-paced environment;

Detail oriented, focused on quality in all aspects of your work;

Thorough knowledge of life insurance and annuity products;

Strong problem-solving and researching skills;

to apply online

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