Financial Advisor Associate

The Financial Advisor Associate plays an integral role in supporting the delivery of high-quality financial planning and investment management services. As part of a collaborative team, this position is designed for individuals passionate about advancing their career towards becoming a lead Financial Advisor (FA) while developing deep technical knowledge in financial planning and client relationship management. The Financial Advisor Associate works closely with senior advisors and other team members to ensure that clients receive personalized, comprehensive financial guidance tailored to their unique goals and circumstances.

In this full-time position, the Financial Advisor Associate is responsible for assisting with the end-to-end financial planning process. This includes preparing and refining financial plans, conducting detailed research and case analysis, and actively participating in client meetings.

The role offers hands-on exposure to the firm’s integrated operating model and provides opportunities to collaborate across departments, gaining a holistic understanding of the financial services business. Through ongoing mentorship and professional development, the Financial Advisor Associate will strengthen their technical planning acumen, enhance client-facing skills, and take meaningful steps toward earning industry-leading credentials such as the CFP (Certified Financial Planner) designation.

By shadowing experienced Financial Advisors and engaging with other departments, the Financial Advisor Associate gains a comprehensive understanding of the business’s internal workflows and client service standards. The position also involves attending company events, workshops, and seminars to deepen professional knowledge and network within the industry. Effective communication, a proactive approach to learning, and a commitment to ethical client service are essential for success in this role.

This opportunity is well-suited for individuals with a background in finance, economics, or related fields, and who have already obtained or are in pursuit of relevant securities licenses and professional certifications such as Series 65, Series 7/66, or ChFC. The Financial Advisor Associate is encouraged to pursue CFP designation, further expanding their career opportunities within the organization and the broader financial planning industry.

• Support the centralized planning team in delivering comprehensive financial advice and superior client service.
• Partner closely with senior Financial Advisors to enhance client relationships and streamline the planning process.
• Participate in mentorship and training designed to develop future lead advisors.

• Shadow Financial Advisor appointments to gain practical, hands-on training in client engagement and advisory services.
• Create and help implement detailed financial plans for existing clients, ensuring alignment with their objectives and current market trends.
• Conduct research and perform case analysis to support client recommendations and portfolio management strategies.
• Assist with client communications, follow-up activities, and meeting preparation to ensure clients remain informed and confident in their financial futures.
• Engage with various departments to develop a thorough understanding of the firm’s integrated service model and operational processes.
• Attend company-sponsored events, workshops, and seminars to expand industry knowledge and network with professionals.
• Take proactive steps toward obtaining the CFP certification to advance professional growth and expertise.

• Competitive compensation package reflective of experience and qualifications.
• Comprehensive benefits to support…