Senior Compliance Business Oversight Analyst
Job in
Northern, Floyd County, Kentucky, USA
Listed on 2026-10-16
Listing for:
TD Bank Group
Full Time
position Listed on 2026-10-16
Job specializations:
-
Business
Regulatory Compliance Specialist, Financial Compliance, Risk Manager/Analyst -
Finance & Banking
Regulatory Compliance Specialist, Financial Compliance, Risk Manager/Analyst
Job Description & How to Apply Below
Apply:
Onsite:
Remote Mount Laurel (NJ):
Charlotte, North Carolina:
Full time:
Posted Today:
End Date:
October 17, 2026 (3 days left to apply):
R _1516024
*
* Work Location:
** Mount Laurel, New Jersey, United States of America
*
* Hours:
** 0
* * Pay Details:**$72,280 - $108,160 USDTD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs.
As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.
** Line of Business:
** Compliance
*
* Job Description:
** At TD Bank US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in reshaping compliance structures and processes, driving innovation at every level. Here, each team member has a chance to make a tangible impact – both in day-to-day operations and in the design of a future-focused compliance program.
This is not just about implementing a new program – it's about creating a culture of compliance that will cascade throughout the organization. The
** Compliance Business Oversight Sr. Analyst
** provides advice, support and objective guidance to assigned portfolio, business or function on development and maintenance of all aspects of Compliance/Center of Excellence programs in line with the Bank's risk philosophy and strategic direction.
*
* Key Responsibilities:
*** Serve as compliance support for assigned business lines, providing oversight and independent challenge on business activities and initiatives with regulatory impact.
* Complete change risk assessments and related questionnaires for new business initiatives, performing review and challenge of inherent regulatory risks, mitigations and outlining conditions to launch; as well as presentation to executives for approval.
* Serve as a compliance advisor to business partners through regular meetings and process reviews.
* Manage and track compliance-related issues, ensuring timely resolution and regulatory alignment.
* Support regulatory change management efforts for new and updated state laws, ensuring effective business adoption and compliance.
* Monitor regulatory complaints, business reports, and key risk indicators to identify trends, gaps, and potential compliance risks.
* Review and validate first-line testing to ensure gaps are addressed and aligned with regulatory expectations.
* Support control mapping to ensure regulatory requirements are linked to effective business controls.
* Collaborate with cross-functional teams to strengthen the compliance framework and reduce risk exposure
The Senior Compliance Business Oversight Analyst provides objective guidance, support and advice to assigned portfolio, business or function to promote strong Compliance controls and processes are in effect to mitigate inherent associated risks. This role contributes to the development and implementation of Compliance programs related to all aspects of Compliance laws
** Depth & Scope:
*** Works independently and is accountable for managing a specialized Compliance function or area
* Provides comprehensive coverage for a significant business or functional area across all legal entities and…
Position Requirements
10+ Years
work experience
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