Financial Compliance Specialist
Job in
Kentwood, Kent County, Michigan, USA
Listed on 2026-01-01
Listing for:
Insight Global
Full Time
position Listed on 2026-01-01
Job specializations:
-
Finance & Banking
Job Description & How to Apply Below
Insight Global is seeking a full‑time Compliance Specialist in Kentwood, MI. The candidate will work closely with other compliance team members to ensure a high level of compliance with respect to regulatory requirements, as well as legal, operational, continuing education and financial risk management policies. The role involves working with affiliates to meet or exceed regulatory requirements and resolving any deficiencies while adhering to regulations.
Basepay range
$62,000.00/yr - $68,000.00/yr
Job LocationKentwood, MI
Responsibilities- Perform principal review tasks related to social media, websites and general advertising.
- Work with affiliates to answer general compliance questions.
- Work with the marketing team to develop advertising best practices.
- Perform data pulls for audits.
- Work on general compliance projects and review activities.
- Work with affiliates to resolve compliance related deficiencies.
- Work on licensing requirements for additional review responsibility.
- Keep up to date with relevant regulations both at the state and federal level.
- Series 7 license.
- Either Series 65, Series 66, or Series 24 license.
- 3+ years in a financial compliance role.
- Customer focused attitude and ability to communicate effectively with multiple stakeholders and parties.
- Understanding of financial audits.
- Series 24 license.
Not Applicable
Employment TypeFull‑time
Job FunctionFinance, Accounting/Auditing, and Other
Benefits- Medical insurance
- Vision insurance
- 401(k)
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