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Chief Compliance Officer – Retirement & Private Wealth

Job in Klamath Falls, Klamath County, Oregon, 97602, USA
Listing for: HUB International
Full Time position
Listed on 2026-01-09
Job specializations:
  • Finance & Banking
    CFO, Risk Manager/Analyst, Wealth Management, Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 160000 - 180000 USD Yearly USD 160000.00 180000.00 YEAR
Job Description & How to Apply Below
A leading insurance broker is seeking a Chief Compliance Officer for Retirement and Private Wealth in Klamath Falls, Oregon. This role involves overseeing SEC compliance, managing the annual ADV process, and developing compliance programs. Candidates should hold a JD and have over 10 years of compliance experience in financial services. The expected salary range is $160,000 to $180,000, with benefits including health insurance and 401(k) plans.
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