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Senior IA Compliance Analyst — Hybrid Office

Job in La Vista, Sarpy County, Nebraska, 68128, USA
Listing for: Osaic
Full Time position
Listed on 2026-01-01
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Financial Services
Job Description & How to Apply Below
Position: Senior IA Compliance Analyst — Hybrid Office Role
A prominent financial services provider is seeking a Sr Analyst for Hybrid IA Compliance to oversee financial professionals offering investment advisory services. The candidate will collaborate with Compliance, Supervision, and Legal partners while producing reports and monitoring compliance with industry regulations. A Bachelor's degree is preferred, alongside 3-5 years of experience, particularly with the Investment Advisers Act and related regulations.

The position demands strong analytical, communication, and organizational skills in a hybrid work environment.
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Position Requirements
10+ Years work experience
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